Creating a Prospectus

Creating a Prospectus, Information Memorandum or Information Document

In case a corporation (the issuer) wants to introduce its securities - shares or bonds - on an regulated market through the process of public offering, the drafting, submission, and approval of an prospectus from the issuer's Competent Authority of the respective country –(Capital Market Commission) is required pursuant to Regulation EU 2017/1129.

In case a corporation (the issuer) wants to introduce its securities - shares or bonds or on a non-regulated market, through the process of public offering, the drafting, submission, and approval of an Information Memorandum to the issuer's Competent Authority or the Stock Exchange that manages the specific market.

In case the issuer wants to introduce its securities - shares or bonds - on a non-regulated market through the process of private placement the drafting, submission and publishing of an Information Document is necessary pursuant to the Alternative Market Rulebook, (Resolution 3 of Alternative Market).

AEONIC SECURITIES CIF Plc oversees and actively participates in the preparation and drafting of the Prospectus, Information Memorandum or Information Document in order to be able to provide services as a Listing Sponsor or a Listing Advisor, certifying that it has been prepared in accordance with the Applicable Laws, Regulations, and Regulatory Decisions of the country and the Stock Exchange.

AEONIC SECURITIES CIF Plc supervises and actively participates in the preparation of the Prospectus, Information Memorandum or Information Document, collaborates with the issuer’s management team, it’s accountants, auditors and lawyers, consults and negotiates with the issuer’s Competent Authorities and the Stock Exchange, taking into account any issues raised in an Independent Due Diligence (where applicable), and ensures that the Prospectus, Information Memorandum or Information Document (or any annex thereof prepared) complies with the Laws, Regulations, and Regulatory Decisions of the Stock Exchange.

Issuer's Obligations

AEONIC SECURITIES CIF Plc, when acting as a Listing Sponsor or a Listing Advisor, advises the issuer on compliance issues and other regulatory ongoing obligations and guides them for smooth operation within the capital market environment.

AEONIC SECURITIES CIF Plc:

• Monitors and assists the issuer in complying with the applicable rules of the unregulated/regulated market regarding the fulfillment of its obligations.
• Advises the issuer regarding its legal obligations and guides them to take any measures it deems appropriate for their proper fulfillment.
• Ensures that the issuer a) is informed of the need to fulfill all its obligations continuously and timely, and b) actually fulfills its obligations and verifies their timely and proper fulfillment according to the prevailing rules of the unregulated/regulated market.
• When the issuer fails to comply with its obligations, takes all necessary actions and advises it to promptly correct any omission or deficiency, while also informing the Exchange about the nature of the violation and the measures taken by the issuer.
• Immediately informs the Exchange in case of termination of the agreement with the issuer and informs the issuer about the consequences of such termination, especially regarding the suspension of trading.
• Is available to the Exchange for providing clarifications and information about the issuer and its cooperation with it even after the termination or cessation of its services to it.
• Verifies that the issuer has appointed a responsible person for communication with the Exchange and investors.